Headquartered in New York City, Industrial and Commercial Bank of China Financial Services (ICBCFS) provides U.S. equity brokerage, custody and financing services as well as global clearing, in all major markets to a wide range of institutional and professional clients. Owned by one of the largest banks in the world as measured by deposits, market capitalization and profitability, ICBCFS is a U.S. registered broker dealer with the SEC and a member of FINRA. At ICBCFS, we have over 150 clients and counter-parties in Securities Clearing, Equity Trading, Securities Lending and Repo financing. ICBCFS currently maintains approximately $500 million in excess net capital.

ICBCFS brings a “consultative” approach to meeting our prime brokerage clients’ needs. We operate as a boutique offering, providing prime brokerage clients with immediate access to seasoned professionals that have expertise that can assist you and provide a high level of customer service. We welcome the opportunity to become your trusted Prime Broker partner.

John Romeo

Employee title
Director, Head-Prime Services

Ralph Consoli

Employee title
Director, Sales