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New FCA regime’s failure to include appointed representatives is an oversight, saysSturgeon Ventures

New FCA regime’s failure to include appointed representatives is an oversight, saysSturgeon Ventures

The Senior Managers & Certification Regime that comes into effect today (9 December) is a positive step for the financial services industry – but its failure to include Appointed Representative Firms (ARFs) and their individuals is an oversight, according to Sturgeon Ventures, a regulatory incubator.

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New MoU between JFSC and FCA will give managers added certainty and confidence, says JFA

New MoU between JFSC and FCA will give managers added certainty and confidence, says JFA

A new Memorandum of Understanding (MoU) signed between Jersey’s financial regulator the Jersey Financial Services Commission (JFSC) and the UK’s Financial Conduct Authority (FCA) should give fund managers added certainty around accessing UK investor capital through Jersey in the lead up to Brexit, according to Jersey Finance and the Jersey Funds Association (JFA).