Philip Taliaferro, Broadridge

Broadridge and FundsLibrary to provide regtech solutions for European wealth and asset managers

Wed, 25/09/2019 - 10:06

Broadridge Financial Solutions, is working with FundsLibrary, a provider of digital fund data and regulatory solutions, to develop a new offering for European wealth and asset managers to address the challenges posed by MiFID II Ex-Post Costs and Charges and Solvency II. »

Apex Group secures regulatory approval for Irish subsidiary

Tue, 24/09/2019 - 11:28

Apex Group (Apex) has received Full Depositary authorisation from the Central Bank of Ireland for its subsidiary the European Depositary Bank (EDB) to operate in Ireland. »

Luxembourg regulator issues Brexit reminders to UK investment firms

Wed, 04/09/2019 - 13:57

UK fund providers will have until 15 September 2019 to submit a ‘Brexit licence’ to the Luxembourg regulator to continue trading in the Grand Duchy.  »

Man with loud hailer

Broadridge launches SFTR change management service

Tue, 18/06/2019 - 10:14

Broadridge Financial Solutions has launched a change management service to help companies design their target operating models to be compliant with the upcoming Securities Financing Transactions Regulation (SFTR).  »

Yann Bloch, NeoXam

EMIR and MiFID similarities should ease burden of SFTR compliance

Wed, 12/06/2019 - 12:58

Despite a recent report suggesting that investment banks are overconfident about meeting the requirements of the EU’s new Securities Financing Transactions Regulation (SFTR), complying with SFTR is more likely to be a case of ‘evolution’ rather than revolution. »

Loud hailer

Broadridge launches extended global proxy voting solution

Wed, 05/06/2019 - 14:13

In response to the European Commission’s updated Shareholder Rights Directive, Broadridge Financial Solutions is launching an extended solution to support both institutional- and retail-focused intermediaries for global proxy voting.  »

Tanguy van de Werve, EFAMA

EFAMA welcomes final agreement on cross-border fund distribution legislation

Wed, 17/04/2019 - 13:37

The European Fund and Asset Management Association (EFAMA) has welcomed the vote by the European Parliament plenary, formally adopting the trilogue agreement on the Commission's initiative to remove cross-border barriers to the distribution of investment funds.  »

Irish Funds welcomes CBI China Bond Connect approval

Tue, 26/03/2019 - 11:00

Irish Funds has welcomed the Central Bank of Ireland’s (CBI) approval for Irish domiciled UCITS and AIFs to invest in the Chinese interbank bond market via Bond Connect. »


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