CloudMargin, creator of a collateral and margin management solution native to the cloud, has made enhancements to facilitate clients’ preparedness for the Uncleared Margin Rules (UMR) for firms that have just fallen under the scope of Phase 5 or will fall under the scope of Phase 6 as of next September.
Acadia, a provider of integrated risk management services for the derivatives community, has onboarded over 300 of an estimated 330 counterparty groups covered by Phase 5 of the Initial Margin (IM) rollout under the Uncleared Margin Rules (UMR) onto AcadiaPlus.
Diligend, a fund due diligence and monitoring software provider, has launched a new and free to use Form ADV data module.
Ogier Global is launching a new online product, ESG Align, designed to help global asset managers get up to speed with environmental, social and governance (ESG) themes, terminology and regulatory requirements.
JTC Group has launched JTC Insider, powered by InsiderList.com, a new software platform designed to automate the extensive regulatory tasks associated with Market Abuse Regulation for its listed clients.
LPA Group, (LPA) a capital markets technology specialist is to provide global brokerage firm Interactive Brokers Group with a solution for regulatory documentation for its entire range of financial instruments. This includes stocks, bonds, options, and futures in over 135 markets, 33 countries and 23 currencies.
In response to new regulatory obligations under the updated Shareholder Rights Directive (SRD II), CACEIS Bank, Germany Branch has selected Broadridge Financial Solutions to provide a full suite of advanced solutions for the Directive.
Qomply is partnering with REGIS-TR, a European trade repository (TR) providing consolidated regulatory reporting services, to support market participants in meeting their reporting obligations across Europe and in major European regulations.
Diligend, a cloud-based due diligence software provider built for asset allocators, and eVestment, a Nasdaq company and specialist in institutional investment data and analytics, have signed agreement under which eVestment data will be available through the Diligend platform.
Foreside Financial Group (Foreside), a provider of governance, risk management, and compliance (GRC) solutions and technology offerings to clients in the global asset and wealth management industry, has acquired Hardin Compliance Consulting.