SteelEye, a compliance technology and data analytics firm, has incoported Refinitiv market data on its platform.
InReg and Veneziano & Partners have released a new information paper, SFDR - Road Map to March 2021, which contains actionable intelligence and is a highly practical tool to help financial market participants with mapping out the steps required to comply with SFDR by March 2021.
ACA Compliance Group (ACA), a provider of governance, risk, and compliance advisory services and technology solutions for financial services firms, has launched an enhanced anti-money laundering (AML) solution.
ACA Compliance Group (ACA) has identified a global spike in financial services firms turning to RegTech, outsourcing, and operational resilience solutions for risk and compliance management in the age of Covid-19.
AxiomSL, a provider of risk and regulatory reporting solutions, has launched a solution to address the new EU requirements defined in the Investment Firms Regulation (IFR) and Investment Firms Directive (IFD), followed by the UK requirements from the Financial Conduct Authority (FCA) that have yet to be finalised.
SteelEye, a compliance technology and data analytics firm, has been selected by investment manager, Schroders for MiFIR transaction reporting.
OneMarketData's OneTick Trade Surveillance service has been deployed by Independent Trading Group (ITG), Canada’s only brokerage firm dedicated specifically to professional trading.
FundApps has enhanced its Position Limits service with the launch of Room-In-A-Name, which aims to to help bridge the gap between Compliance teams and Traders.
Broadridge Financial Solutions is to provide Smith & Williamson Group, a financial and professional services firm in the UK and Ireland, with its Shareholder Rights Directive (SRD II) solution for proxy voting.
Compliance technology and data analytics firm SteelEye has appointed Rob Friend as Chief Operating Officer, effective immediately.