Regulatory compliance solutions specialist eflow has formed a new partnership with IP Sentinel in response to the recent FCA Thematic Review, which clearly set out that the intent to commit market abuse or financial crime is frequently hidden within the unstructured e-Communications data of a firm.
Sterling Trading Tech (STT), a specialist in compliance, risk and infrastructure solutions for equity, options and futures trading, has expanded its compliance and reporting solutions in the Brazil marketplace meeting increased market demands for greater transparency.
Maitland, a global advisory and fund administrator, is enhancing its AML regulatory compliance capabilities to meet rising demand among Luxembourg fund managers.
Cowen, a diversified financial services firm, has completed a successful Consolidated Audit Trail (CAT) go-live using n-Tier’s Compliance Workbench platform, that helps institutions minimise the risks and costs of regulatory reporting.
Broadridge Financial Solutions has announced a record number of new signings for its Shareholder Rights Directive (SRD II) solution.
SteelEye, a compliance technology and data analytics firm, has been selected by Ardent Financial, a new FCA authorised Securities Dealer, to provide MiFID II and MAR compliance services.
Cloud9 and SteelEye partner to address voice trading compliance challenges amid remote working conditions
Cloud9 Technologies, a cloud-based communications firm, has integrated with SteelEye, a regulatory technology and data analytics provider, to offer the institutional marketplace an efficient solution to manage their regulatory and surveillance obligations for voice trade data.
Apex Group (Apex), a global financial services provider, has launched a new Compliance Solutions service and appointed both a Global Head of Capital Markets and Head of UK Listed Funds.
SteelEye, a specialist in compliance and data analytics, has partnered with UnaVista, the regulatory reporting platform from London Stock Exchange Group, to support financial firms migrating from CME’s European Trade Repository (TR) and NEX Abide regulatory reporting services.
SteelEye, a compliance technology and data analytics firm, has outlined the key challenges faced by compliance teams within financial markets as they navigate regulatory change, in a new white paper.