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Moves & Appointments

FlexTrade appoints Shane Remolina as director of sell-side OMS technologies

FlexTrade appoints Shane Remolina as director of sell-side OMS technologies

Thu, 28/07/2016 - 07:07

FlexTrade Systems, a specialist in multi-asset execution and order management systems, has appointed Shane Remolina (pictured) as director of sell-side OMS technologies for North America. »

Investment funds lawyer Christopher Knight joins Akin Gump in Hong Kong

Investment funds lawyer Christopher Knight joins Akin Gump in Hong Kong

Wed, 27/07/2016 - 10:00

Investment funds lawyer Christopher Knight (pictured) has joined Akin Gump as counsel in its investment management practice in the Hong Kong office. »

UBS Asset Management appoints Hayden Briscoe as head of fixed income, Asia Pacific

UBS Asset Management appoints Hayden Briscoe as head of fixed income, Asia Pacific

Wed, 27/07/2016 - 07:54

UBS Asset Management has appointed Hayden Briscoe (pictured) as head of fixed income, Asia Pacific, with immediate effect. »

Backstop Solutions expands in Asia Pacific with Hong Kong office and new hire

Backstop Solutions expands in Asia Pacific with Hong Kong office and new hire

Tue, 26/07/2016 - 10:32

Backstop Solutions Group, a provider of cloud-based solutions for hedge funds, funds of funds, pensions, endowments, private equity firms, consultants and family offices, has expanded into the Asia Pacific region with the opening of its sixth office and the hiring of seasoned industry professional Steve Au (pictured) as director of institutional sales – APAC. »

Waddell & Reed appoints Daniel Scherman as chief risk officer for investments

Waddell & Reed appoints Daniel Scherman as chief risk officer for investments

Tue, 26/07/2016 - 10:30

Waddell & Reed Financial has appointed Daniel G Scherman (pictured), as senior vice president of its investment adviser subsidiaries, Waddell & Reed Investment Management Company and Ivy Investment Management Company, in the newly created role of chief risk officer. »

Dreyfus Strategic Municipal Bond Fund and Dreyfus Strategic Municipals appoint co-primary portfolio manager

Dreyfus Strategic Municipal Bond Fund and Dreyfus Strategic Municipals appoint co-primary portfolio manager

Tue, 26/07/2016 - 10:22

Dreyfus Strategic Municipal Bond Fund and Dreyfus Strategic Municipals have approved the appointment of Daniel Rabasco as co-primary portfolio manager. »

Northern Trust Capital Markets makes key hire in Australia

Northern Trust Capital Markets makes key hire in Australia

Tue, 26/07/2016 - 10:12

Northern Trust Capital Markets has hired Ben Brownette as a research analyst in its Sydney, Australia office, the firm’s first hire in the region since acquiring institutional brokerage business Aviate Global in May. »

David Buzen joins Assured Guaranty to establish alternative investments group

David Buzen joins Assured Guaranty to establish alternative investments group

Tue, 26/07/2016 - 08:22

Assured Guaranty has appointed David A Buzen as senior managing director of its newly formed alternative investments group. »

James Perry joins Maples Fund Services as head of institutional investor solutions

James Perry joins Maples Fund Services as head of institutional investor solutions

Tue, 26/07/2016 - 08:00

Maples Fund Services has appointed James Perry as head of institutional investor solutions, effective immediately. »

Apex makes three senior appointments

Apex makes three senior appointments

Mon, 25/07/2016 - 10:31

Apex Fund Services has made three senior appointments from KPMG, State Street and JP Morgan. »

Cordium appoints Doug Morgan as group chief executive

Cordium appoints Doug Morgan as group chief executive

Mon, 25/07/2016 - 10:04

Governance, risk and compliance services specialist Cordium has appointed Doug Morgan as group chief executive with immediate effect. Morgan assumes the leadership of Cordium’s executive team and will initially be based in the US before relocating full-time to the UK in the third quarter. »

Robeco builds presence in Singapore

Robeco builds presence in Singapore

Fri, 22/07/2016 - 08:40

Robeco has opened an office in Singapore which will focus on credit research and strengthening the firm’s service to clients in the market and the broader Southeast Asia region.  »

CI Investments re-opens Cambridge Canadian Growth Companies Fund

CI Investments re-opens Cambridge Canadian Growth Companies Fund

Fri, 22/07/2016 - 08:35

CI Investments has reopened the Cambridge Canadian Growth Companies Fund to new investors. It has also made portfolio management changes for Cambridge Global Asset Management and the Cambridge funds. »

Northern Trust names William L. Morrison as vice chairman

Northern Trust names William L. Morrison as vice chairman

Thu, 21/07/2016 - 07:05

Northern Trust Corporation has appointed President William L Morrison to a new role as vice chairman, effective 1 October 2016. »

T Rowe Price appoints head of strategic partners

T Rowe Price appoints head of strategic partners

Wed, 20/07/2016 - 12:41

T Rowe Price has added Matthew Jenkins to its UK intermediary team. »

Brian Nick joins TIAA Investments as chief investment strategist

Brian Nick joins TIAA Investments as chief investment strategist

Wed, 20/07/2016 - 09:01

TIAA Global Asset Management has appointed of Brian Nick (pictured) as chief investment strategist for TIAA Investments. »

Timothy Perrott appointed senior director of Two Harbors Investment Corp

Timothy Perrott appointed senior director of Two Harbors Investment Corp

Wed, 20/07/2016 - 08:38

Two Harbors Investment Corp has appointed Timothy Perrott as the senior director of investor relations. »

First Empire expands CD and structured note underwriting capabilities

First Empire expands CD and structured note underwriting capabilities

Wed, 20/07/2016 - 08:29

First Empire Securities, a national fixed income broker-dealer for institutional investors, has expanded its certificates of deposit (CD) and structured note underwriting business with the arrival of Ardi Baniahmad, Josh Brenner, Rick Cabanes and Meghan Greenwood, formerly of Hapoalim Securities USA/Bank Hapoalim. »

PIMCO appoints Manny Roman as next CEO

PIMCO appoints Manny Roman as next CEO

Wed, 20/07/2016 - 08:04

PIMCO has appointed Emmanuel (Manny) Roman as the investment management firm’s next chief executive officer (CEO). »

New York Life Investment Management opens office in Japan

New York Life Investment Management opens office in Japan

Tue, 19/07/2016 - 13:25

New York Life has appointed of Tatsuo Mizutori as the head of office for the newly-opened Japan branch of New York Life Investment Management Asia. »

BNY Mellon’s Hani Kablawi named head of investment services for EMEA

BNY Mellon’s Hani Kablawi named head of investment services for EMEA

Tue, 19/07/2016 - 13:21

BNY Mellon has appointed Hani Kablawi as head of investment services for Europe, the Middle East and Africa (EMEA). »

Kemp Ross appointed global head of delegated investment solutions at Willis Towers Watson

Kemp Ross appointed global head of delegated investment solutions at Willis Towers Watson

Tue, 19/07/2016 - 09:58

Willis Towers Watson has appointed Kemp Ross as global head of delegated investment solutions in the company’s investments business, effective immediately. »

Jim Iorio joins EBS BrokerTec as global head of sales

Jim Iorio joins EBS BrokerTec as global head of sales

Tue, 19/07/2016 - 09:23

EBS BrokerTec, ICAP's electronic foreign exchange (FX) and fixed income business, has appointed Jim Iorio as global head of sales. »

Vanguard modifies management teams of several funds

Vanguard modifies management teams of several funds

Mon, 18/07/2016 - 09:00

Vanguard has made new investment advisory arrangements for the USD21 billion Vanguard International Growth Fund and USD2 billion Vanguard Variable Insurance Fund (VVIF)-International Portfolio, as well as a change in the manager structure of the nearly USD1 billion Vanguard Capital Value Fund. »

OptionMetrics expands technology, development and operations team

OptionMetrics expands technology, development and operations team

Fri, 15/07/2016 - 08:11

OptionMetrics, a provider of historical option price data, tools and analytics, has bolstered its global technology, development and operations team with the addition of veteran systems engineers, software engineers and quality assurance specialists. »

CLSA Americas makes new hires in institutional equity sales and electronic services

CLSA Americas makes new hires in institutional equity sales and electronic services

Fri, 15/07/2016 - 08:08

CLSA Americas, the North American affiliate of Asian independent brokerage and investment group CLSA, has made three new hires within its institutional equities division. »

Litigator and former New York judge James M McGuire joins Holwell Shuster & Goldberg

Litigator and former New York judge James M McGuire joins Holwell Shuster & Goldberg

Fri, 15/07/2016 - 08:04

James M McGuire, a litigator who has served the state of New York as an appellate judge, trial court judge and as chief counsel to former Governor George Pataki, has joined Holwell Shuster & Goldberg as a partner. »

Mike Levitt to join Kayne Anderson Capital Advisors as CEO

Mike Levitt to join Kayne Anderson Capital Advisors as CEO

Fri, 15/07/2016 - 07:58

Alternative asset manager Kayne Anderson Capital Advisors has named Mike Levitt as the firm’s new chief executive officer. »

Turner Investments adds three to management team

Turner Investments adds three to management team

Thu, 14/07/2016 - 10:11

Turner Investments has appointed three professionals to its management team – Robert Baird as chief operating and accounting officer, Jena Weaver Dietrich as director of marketing, and Erik Hagar as senior portfolio specialist. »

IFM Investors appoints Joseph Braun as associate director of debt investments

IFM Investors appoints Joseph Braun as associate director of debt investments

Thu, 14/07/2016 - 09:18

IFM Investors has appointed Joseph Braun as an associate director in North American debt investments. »

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